COMPLIANCE MONITORING OFFICER ALDERLEY EDGE UP TO 30K - free, onsite parking

2 DAYS IN OFFICE / 3 DAYS AT HOME

The compliance monitoring analyst will report to the Head of Compliance and is responsible for completing a range of tasks from onboarding new clients, updating the back office system, data entry, generating reports and general admin duties. Experience in an administration role is preferred with any experience within the finance/compliance/alternative lending market being very beneficial. The role requires a keen eye for detail and good organisational skills.

Key Tasks:

Completing audit checks on client websites and social media pages

Undertaking annual audits on retailers per FCA requirements

Processing manual documents and moving the data to an online system

Liaising with practices regarding their account and outstanding documents

Liaising with the accounts team to resolve any retailer queries

Undertaking client checks

General admin tasks

Supporting account managers with the maintenance of their accounts

Discussing account applications with the account managers

Ensuring FCA compliance guidelines are met

Maintenance of the compliance inbox

Updating CRM

As the company is embracing change on a daily basis, key personal attributes expected from each successful candidate would be:

High work ethic

Flexibility

Tenacity

Ability to work to tight deadlines

Integrate within a close knit and friendly team

Professional outlook working within high ethical standards expected from a finance environment